SEC Form 4 · accession 0001225208-16-037428
Merck & Co., Inc. · MRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanat Chattopadhyay
Officer — Exe V-P & Pres. MMD
Period of report
Aug 2, 2016
Accepted (ET)
Aug 3, 2016 · 2:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2016 | M | 5,150 | $0.00 | A | 37,570 | D | |
| Common StockF1 | Aug 2, 2016 | F | 1,619 | $58.66 | D | 35,951 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | Aug 2, 2016 | M | 5,150 | D | Aug 2, 2016 | Aug 2, 2016 | Common Stock | 5,150 | 0 | D |
Explanation of responses
- F1Holdings include shares acquired in dividend reinvestment transactions.
- F2Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.