SEC Form 4 · accession 0001127602-16-066400
SENSIENT TECHNOLOGIES CORP · SXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fergus M Clydesdale
Director
Period of report
Nov 7, 2016
Accepted (ET)
Nov 8, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 7, 2016 | M | 2,000 | $26.12 | A | 24,682 | D | |
| Common StockF3,F2 | Nov 7, 2016 | S | 2,000 | $74.4902 | D | 22,682 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F4 | $26.12 | Nov 7, 2016 | M | 2,000 | D | May 1, 2008 | May 1, 2017 | Common Stock | 2,000 | 0 | D |
| Stock Options (Right to Buy)F4 | $30.07 | holding | — | — | — | May 1, 2009 | May 1, 2018 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1Exercise of in-the-money stock option that would otherwise expire on 5/1/2017, exempt from Section 16(b) by virtue of Rule 16b-6(b) and Rule 16b-3(d) and (e).
- F2Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.
- F3This amount represents the weighted average sale price for the transactions reported on this line. The actual sale prices ranged from $74.48 to $74.52. The reporting person hereby agrees to provide, upon request by the SEC staff, by the Issuer, or by any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4Original option grant vests in three equal annual installments beginning on the date listed in the "Date Exercisable" column.