SEC Form 4 · accession 0001127602-16-063736
SENSIENT TECHNOLOGIES CORP · SXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario Ferruzzi
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 3, 2016 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,343 | D | ||
| Common StockF2 | holding | — | — | — | 188 | I | Spouse's ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF3,F5 | — | Sep 30, 2016 | A | 57 | A | — | — | Common Stock | 57 | 277 | D |
Explanation of responses
- F1Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.
- F2Represents shares held in Issuer's ESOP as of the end of the month immediately preceding this filing.
- F3Deferred stock converts to common stock on a one-for-one basis.
- F4Deferral of director fees under Issuer's Directors' Deferred Compensation Plan.
- F5Shares of common stock will be issued upon termination of reporting person's service as a director of the Issuer.