SEC Form 4 · accession 0001127602-16-040227
SENSIENT TECHNOLOGIES CORP · SXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hank Brown
Director
Period of report
Feb 8, 2016
Accepted (ET)
Feb 9, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 8, 2016 | M | 2,000 | $20.25 | A | 23,234 | D | |
| Common StockF2 | Feb 8, 2016 | S | 2,000 | $55.3209 | D | 21,234 | D | |
| Common Stock | holding | — | — | — | 3,700 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $20.25 | Feb 8, 2016 | M | 2,000 | D | May 1, 2007 | May 1, 2016 | Common Stock | 2,000 | 0 | D |
| Stock Options (Right to Buy)F3 | $26.12 | holding | — | — | — | May 1, 2008 | May 1, 2017 | Common Stock | 2,000 | 2,000 | D |
| Stock Options (Right to Buy)F3 | $30.07 | holding | — | — | — | May 1, 2009 | May 1, 2018 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1Exercise of in-the-money stock option that would otherwise expire on 5/1/2016, exempt from Section 16(b) by virtue of Rule 16b-6(b) and Rule 16b-3(d) and (e).
- F2Includes shares of restricted stock held under Issuer's 2002 Non-Employee Director Stock Plan and 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.
- F3Original option grant vests in three equal annual installments beginning on the date listed in the "Date Exercisable" column.