SEC Form 4 · accession 0001764407-19-000001
DYNASIL CORP OF AMERICA · DYSL:OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M. Entine
10% Owner · Other
Period of report
Dec 18, 2018
Accepted (ET)
Jan 14, 2019 · 1:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 18, 2018 | S | 1,450,000 | $1.00 | D | 1,396,325 | I | See Footnote 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 18, 2018 the Gerald Entine 1988 Family Trust sold 1,450,000 shares of common stock to Peter Sulick. Steven Entine and Ruth nelson are the Co-Trustees of the Gerald Entine 1988 Family Trust. All other shares of Dynasil Common Stock reported on this Form 4 are owned of record by the Gerald Entine 1988 Family Trust, a trust established by Gerald Entine.
- F2On December 18, 2018 the Gerald Entine 1988 Family Trust sold 1,450,000 shares of common stock to Peter Sulick. Steven Entine and Ruth nelson are the Co-Trustees of the Gerald Entine 1988 Family Trust. All other shares of Dynasil Common Stock reported on this Form 4 are owned of record by the Gerald Entine 1988 Family Trust, a trust established by Gerald Entine.
Remarks
Reporting Owner Information -- Filed on behalf of CIK 0001291132, Steven Entine, Ruth Nelson and the Gerald Entine 1988 Family Trust (the "Trust"). Steven Entine, Ruth Nelson and the Trust are collectively a "Reporting Person". Dr. Entine passed away on May 22, 2018. Steven Entine and Ruth Nelson are now Co-Trustees of the Gerald Entine 1988 Family Trust, and as such may be deemed to beneficially own the shares of Dynasil Common Stock.