SEC Form 4/A · accession 0001260415-19-000007
DYNASIL CORP OF AMERICA · DYSL:OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Peter Sulick
Officer — President and CEO · Director · 10% Owner
Period of report
Dec 27, 2018
Accepted (ET)
Jan 8, 2019 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 27, 2018 | P | 540,000 | $1.00 | A | 3,318,730 | D | |
| Common StockF1 | Dec 27, 2018 | P | 60,000 | $1.00 | A | 462,930 | I | By Sulick Family Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held in two trusts for the reporting person's children and grandchildren. The irrevocable trusts have Mr. Sulick's family members as trustees. Mr. Sulick disclaims beneficial ownership of these securities and the filing of this report is not an admission that he is the beneficial owner of these securities for purposes of Section 16 or any other purpose.