SEC Form 4 · accession 0001260415-18-000034
DYNASIL CORP OF AMERICA · DYSL:OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Sulick
Officer — President and CEO · Director
Period of report
Nov 12, 2018
Accepted (ET)
Nov 13, 2018 · 2:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2018 | G | 125,000 | $0.00 | D | 1,328,730 | D | |
| Common StockF1 | Nov 12, 2018 | G | 125,000 | $0.00 | A | 402,930 | I | By Sulick Family Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held in two trusts for the benefit of the reporting person's children and grandchildren. These irrevocable trusts have Mr. Sulick's family members as trustees. Mr. Sulick disclaims beneficial ownership of these securities, and the filing of this report is not an admission that he is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.