SEC Form 4 · accession 0001260415-17-000007
DYNASIL CORP OF AMERICA · DYSL:OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Joseph Fox
Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 1, 2017 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030831
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $3.03 | Jan 31, 2017 | H | 21,980 | D | Feb 1, 2012 | Jan 31, 2017 | Common Stock | 21,980 | 101,167 | D |
| Stock Options | $1.80 | Feb 1, 2017 | A | 95,602 | A | Feb 1, 2017 | Jan 31, 2020 | Common Stock | 95,602 | 196,769 | D |