SEC Form 4 · accession 0001144204-17-062324
DYNASIL CORP OF AMERICA · DYSL:OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Sulick
Officer — CEO AND PRESIDENT · Director
Period of report
Dec 1, 2017
Accepted (ET)
Dec 5, 2017 · 11:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 1, 2017 | G | 96,930 | $0.00 | D | 1,480,980 | D | |
| COMMON STOCKF1 | Dec 1, 2017 | G | 96,930 | $0.00 | A | 174,430 | I | By Sulick Family trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held in two trusts for the benefit of the reporting person's children and grandchildren. These irrevocable trusts have family members as trustees. Mr. Sulick disclaims beneficial ownership of these securities, and the filing of this report is not an admission that he is the beneficial owner of these securities for purposes of Section 16 or any other purpose.