SEC Form 4 · accession 0001225208-18-016819
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abigail E. Pringle
Officer — Chief Development Officer
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2018 | M | 23,501 | $0.00 | A | 97,812 | D | |
| Common StockF1 | Dec 14, 2018 | M | 1,349 | $0.00 | A | 99,161 | D | |
| Common Stock | Dec 14, 2018 | F | 410 | $16.8125 | D | 98,751 | D | |
| Common Stock | Dec 14, 2018 | F | 7,133 | $16.8125 | D | 91,618 | D | |
| Common Stock | holding | — | — | — | 9,253 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | $0.00 | Dec 14, 2018 | M | 1,349 | D | — | — | Common Stock | 1,349 | 23,501 | D |
| Restricted Stock UnitsF2,F1,F4 | $0.00 | Dec 14, 2018 | M | 23,501 | D | — | — | Common Stock | 23,501 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2With tandem dividend equivalent rights and tax withholding rights.
- F3The dividend equivalent units had accrued on restricted stock units that vested in full on December 14, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on December 14, 2018.
- F4The restricted stock units were granted on December 14, 2015 and fully vested on December 14, 2018.