SEC Form 4 · accession 0001225208-18-013628
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Coley O'Brien
Officer — Chief People Officer
Period of report
Sep 18, 2018
Accepted (ET)
Sep 20, 2018 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2,F4 | $0.00 | Sep 18, 2018 | A | 48 | A | — | — | Common Stock | 48 | 21,931 | D |
| Restricted Stock UnitsF1,F3,F2,F5 | $0.00 | Sep 18, 2018 | A | 34 | A | — | — | Common Stock | 34 | 21,965 | D |
| Restricted Stock UnitsF1,F3,F2,F4 | $0.00 | Sep 18, 2018 | A | 24 | A | — | — | Common Stock | 24 | 21,989 | D |
Explanation of responses
- F1With tandem dividend equivalent rights and tax withholding rights.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3Represents dividend equivalent units issued on September 18, 2018.
- F4The restricted stock units will vest in full on August 11, 2020, subject to Mr. O'Brien's continued employment with the Company on the vesting date.
- F5The restricted stock units will vest in full on August 12, 2019, subject to Mr. O'Brien's continued employment with the Company on the vesting date.