SEC Form 4 · accession 0001225208-18-012553
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Trimm
Officer — Chief Information Officer
Period of report
Aug 12, 2018
Accepted (ET)
Aug 14, 2018 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 12, 2018 | M | 10,180 | $0.00 | A | 10,180 | D | |
| Common StockF1 | Aug 12, 2018 | M | 657 | $0.00 | A | 10,837 | D | |
| Common Stock | Aug 12, 2018 | F | 197 | $17.685 | D | 10,640 | D | |
| Common Stock | Aug 12, 2018 | F | 3,039 | $17.685 | D | 7,601 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | $0.00 | Aug 12, 2018 | M | 657 | D | — | — | Common Stock | 657 | 10,180 | D |
| Restricted Stock UnitsF2,F1,F4 | $0.00 | Aug 12, 2018 | M | 10,180 | D | — | — | Common Stock | 10,180 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2With tandem dividend equivalent rights and tax withholding rights.
- F3The dividend equivalent units had accrued on restricted stock units that vested in full on August 12, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on August 12, 2018.
- F4The restricted stock units were granted on August 12, 2015 and fully vested on August 12, 2018.