SEC Form 4 · accession 0001225208-18-010786
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Levato
Director
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Jun 15, 2018 | A | 101 | A | — | — | Common Stock | 101 | 131,893 | D |
| Restricted Stock UnitsF2,F1,F4 | — | Jun 15, 2018 | A | 96 | A | — | — | Common Stock | 96 | 131,989 | D |
| Restricted Stock UnitsF2,F1,F5 | — | Jun 15, 2018 | A | 92 | A | — | — | Common Stock | 92 | 132,081 | D |
| Restricted Stock UnitsF2,F1,F6 | — | Jun 15, 2018 | A | 85 | A | — | — | Common Stock | 85 | 132,166 | D |
| Restricted Stock UnitsF2,F1,F7 | — | Jun 15, 2018 | A | 68 | A | — | — | Common Stock | 68 | 132,234 | D |
| Restricted Stock UnitsF2,F1,F8 | — | Jun 15, 2018 | A | 47 | A | — | — | Common Stock | 47 | 132,281 | D |
| Restricted Stock UnitsF2,F1,F9 | — | Jun 15, 2018 | A | 41 | A | — | — | Common Stock | 41 | 132,322 | D |
| Restricted Stock UnitsF2,F1,F10 | — | Jun 15, 2018 | A | 39 | A | — | — | Common Stock | 39 | 132,361 | D |
| Restricted Stock UnitsF2,F1,F11 | — | Jun 15, 2018 | A | 32 | A | — | — | Common Stock | 32 | 132,393 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F10The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F11The restricted stock units vested in full on May 23, 2018. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F2Represents dividend equivalent units issued on June 15, 2018.
- F3The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F4The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F5The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F6The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F7The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F8The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F9The restricted stock units vested in full on May 23, 2017. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.