SEC Form 4 · accession 0001225208-18-010785
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E.J. Wunsch
Officer — Chief Legal Officer, Secretary
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2,F4 | — | Jun 15, 2018 | A | 230 | A | — | — | Common Stock | 230 | 47,983 | D |
Explanation of responses
- F1With tandem dividend equivalent rights and tax withholding rights.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3Represents dividend equivalent units issued on June 15, 2018.
- F4The restricted stock units were granted on October 3, 2016 and vest in three equal installments on the first, second and third anniversaries of the grant date. The first installment (including the related dividend equivalent units) vested on October 3, 2017. The second and the third installments (including the related dividend equivalent units) will vest on October 3, 2018 and 2019, respectively, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.