SEC Form 4 · accession 0001225208-18-006839
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emil J. Brolick
Director
Period of report
Mar 28, 2018
Accepted (ET)
Mar 30, 2018 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2018 | M | 833,333 | $4.675 | A | 1,664,628 | D | |
| Common Stock | Mar 28, 2018 | F | 502,073 | $17.41 | D | 1,162,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $4.675 | Mar 28, 2018 | M | 833,333 | D | — | Jul 2, 2022 | Common Stock | 833,333 | 0 | D |
Explanation of responses
- F1With tandem net exercise and tax withholding rights.
- F2The option vested in full on July 2, 2015.