SEC Form 4 · accession 0001225208-18-004981
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Levato
Director
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | M | 8,000 | $5.24 | A | 24,338 | D | |
| Common Stock | Feb 27, 2018 | M | 4,000 | $5.20 | A | 28,338 | D | |
| Common Stock | Feb 27, 2018 | F | 1,258 | $16.535 | D | 27,080 | D | |
| Common Stock | Feb 27, 2018 | F | 2,536 | $16.535 | D | 24,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $5.20 | Feb 27, 2018 | M | 4,000 | D | — | Sep 15, 2018 | Common Stock | 4,000 | 0 | D |
| Stock Option (right to buy)F1,F2 | $5.24 | Feb 27, 2018 | M | 8,000 | D | — | Sep 15, 2018 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1With tandem net exercise and tax withholding rights.
- F2The option vested in two equal installments on September 15, 2009 and 2010.