SEC Form 4 · accession 0001225208-17-015128
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Allan Penegor
Officer — President & CEO · Director
Period of report
Sep 15, 2017
Accepted (ET)
Sep 19, 2017 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2,F4 | — | Sep 15, 2017 | A | 548 | A | — | — | Common Stock | 548 | 123,866 | D |
Explanation of responses
- F1With tandem dividend equivalent rights and tax withholding rights.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3Represents dividend equivalent units issued on September 15, 2017.
- F4The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.