SEC Form 4 · accession 0001225208-17-010976
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abigail E. Pringle
Officer — Chief Development Officer
Period of report
Jun 5, 2017
Accepted (ET)
Jun 6, 2017 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2017 | M | 18,890 | $3.91 | A | 72,229 | D | |
| Common Stock | Jun 5, 2017 | M | 5,315 | $4.44 | A | 77,544 | D | |
| Common Stock | Jun 5, 2017 | F | 2,741 | $16.2625 | D | 74,803 | D | |
| Common Stock | Jun 5, 2017 | F | 9,328 | $16.2625 | D | 65,475 | D | |
| Common Stock | holding | — | — | — | 9,253 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $3.91 | Jun 5, 2017 | M | 18,890 | D | — | Jul 8, 2020 | Common Stock | 18,890 | 0 | D |
| Employee Stock Option (right to buy)F1,F3 | $4.44 | Jun 5, 2017 | M | 5,315 | D | — | Jul 15, 2019 | Common Stock | 5,315 | 0 | D |
Explanation of responses
- F1With tandem net exercise and tax withholding rights.
- F2The option is currently exercisable as to all 18,890 shares.
- F3The option is currently exercisable as to all 5,315 shares.