SEC Form 4 · accession 0001225208-16-043559
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Levato
Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Dec 15, 2016 | A | 96 | A | — | — | Common Stock | 96 | 114,966 | D |
| Restricted Stock UnitsF2,F1,F4 | — | Dec 15, 2016 | A | 91 | A | — | — | Common Stock | 91 | 115,057 | D |
| Restricted Stock UnitsF2,F1,F5 | — | Dec 15, 2016 | A | 87 | A | — | — | Common Stock | 87 | 115,144 | D |
| Restricted Stock UnitsF2,F1,F6 | — | Dec 15, 2016 | A | 81 | A | — | — | Common Stock | 81 | 115,225 | D |
| Restricted Stock UnitsF2,F1,F7 | — | Dec 15, 2016 | A | 65 | A | — | — | Common Stock | 65 | 115,290 | D |
| Restricted Stock UnitsF2,F1,F8 | — | Dec 15, 2016 | A | 44 | A | — | — | Common Stock | 44 | 115,334 | D |
| Restricted Stock UnitsF2,F1,F9 | — | Dec 15, 2016 | A | 39 | A | — | — | Common Stock | 39 | 115,373 | D |
| Restricted Stock UnitsF2,F1,F10 | — | Dec 15, 2016 | A | 37 | A | — | — | Common Stock | 37 | 115,410 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F10The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F2Represents dividend equivalent units issued on December 15, 2016.
- F3The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F4The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F5The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F6The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F7The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F8The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.
- F9The restricted stock units will vest in full on the earlier of May 26, 2017 or the date of the Company's 2017 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.