SEC Form 4 · accession 0001225208-16-043545
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liliana Esposito
Officer — Chief Communications Officer
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2,F4 | — | Dec 15, 2016 | A | 61 | A | — | — | Common Stock | 61 | 12,945 | D |
Explanation of responses
- F1With tandem dividend equivalent rights and tax withholding rights.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3Represents dividend equivalent units issued on December 15, 2016.
- F4The restricted stock units will vest in full on June 2, 2017, subject to Ms. Esposito's continued employment with the Company on the vesting date.