SEC Form 4 · accession 0001225208-16-042230
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A. Weisberg
Officer — Chief People Officer
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | M | 120,558 | $7.9225 | A | 268,769 | D | |
| Common Stock | Nov 22, 2016 | F | 97,293 | $12.58 | D | 171,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $7.9225 | Nov 22, 2016 | M | 120,558 | D | — | Aug 9, 2023 | Common Stock | 120,558 | 0 | D |
Explanation of responses
- F1With tandem net exercise and tax withholding rights.
- F2The option vested in full on August 9, 2016.