SEC Form 4 · accession 0001225208-16-040106
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E.J. Wunsch
Officer — General Counsel & Secretary
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Oct 3, 2016 | A | 69,621 | A | — | — | Common Stock | 69,621 | 69,621 | D |
Explanation of responses
- F1With tandem dividend equivalent rights and tax withholding rights.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3The restricted stock units will vest in three equal installments on October 3, 2017, 2018 and 2019, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.