SEC Form 4 · accession 0001225208-16-038014
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Trimm
Officer — Chief Information Officer
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $10.0875 | Aug 12, 2016 | A | 94,491 | A | — | Aug 12, 2026 | Common Stock | 94,491 | 94,491 | D |
Explanation of responses
- F1With tandem net exercise and tax withholding rights.
- F2The option vests in three equal installments on August 12, 2017, 2018 and 2019 subject to continued employment on the applicable vesting date.