SEC Form 4 · accession 0001225208-15-021930
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A. Weisberg
Officer — Chief People Officer
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2015 | M | 138,888 | $4.675 | A | 205,846 | D | |
| Common Stock | Dec 4, 2015 | F | 98,084 | $10.62 | D | 107,762 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $4.675 | Dec 4, 2015 | M | 138,888 | D | — | Jul 2, 2022 | Common Stock | 138,888 | 0 | D |
Explanation of responses
- F1With tandem net exercise and tax withholding rights.
- F2The option vested in full on July 2, 2015.