SEC Form 4 · accession 0001225208-15-016696
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R. Scott Toop
Officer — SVP, Gen Counsel & Sec
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 12:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $9.8575 | Aug 7, 2015 | A | 174,111 | A | — | Aug 7, 2025 | Common Stock | 174,111 | 174,111 | D |
Explanation of responses
- F1With tandem net exercise and tax withholding rights.
- F2The option vests in three equal installments on August 7, 2016, 2017 and 2018 subject to continued employment on the applicable vesting date.