SEC Form 4 · accession 0001225208-15-014094
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Allan Penegor
Officer — EVP, CFO & International
Period of report
Jun 15, 2015
Accepted (ET)
Jun 17, 2015 · 7:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2,F4 | — | Jun 15, 2015 | A | 738 | A | — | — | Common Stock | 738 | 193,575 | D |
| Restricted Stock UnitsF1,F3,F2,F5 | — | Jun 15, 2015 | A | 575 | A | — | — | Common Stock | 575 | 194,150 | D |
Explanation of responses
- F1With tandem dividend equivalent rights and tax withholding rights.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3Represents dividend equivalent units issued on June 15, 2015.
- F4The restricted stock units will vest in full on June 3, 2016, subject to Mr. Penegor's continued employment with the Company on the vesting date.
- F5The restricted stock units will vest in two equal installments on December 17, 2017 and 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.