SEC Form 4 · accession 0001209191-16-088978
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew H. Peltz
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2016 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | A | 1,577 | $10.696 | A | 5,921 | D | |
| Common StockF2,F3 | holding | — | — | — | 195,430 | I | By Peltz Family Foundation | |
| Common StockF3,F4 | holding | — | — | — | 132,397 | I | By Peltz 2009 Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.
- F2All such shares are owned by the Peltz Family Foundation. Mr. Peltz is a trustee of the foundation.
- F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F4All such shares are owned by the Peltz 2009 Family Trust. Mr. Peltz is a trustee of the trust.