SEC Form 4 · accession 0001209191-15-085418
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew H. Peltz
Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | A | 3,995 | $0.00 | A | 3,995 | D | |
| Common StockF1,F2 | holding | — | — | — | 195,430 | I | By Peltz Family Foundation | |
| Common StockF2,F3 | holding | — | — | — | 132,397 | I | By Peltz 2009 Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All such shares are owned by the Peltz Family Foundation. Mr. Peltz is a trustee of the foundation.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3All such shares are owned by the Peltz 2009 Family Trust. Mr. Peltz is a trustee of the trust.