SEC Form 4 · accession 0000030625-19-000005
FLOWSERVE CORP · FLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith E. Gillespie
Officer — SVP, Chief Sales Officer
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2019 | M | 3,384 | $0.00 | A | 33,203 | D | |
| Common Stock | Feb 1, 2019 | F | 929 | $43.96 | D | 32,274 | D | |
| Common StockF1 | Feb 3, 2019 | M | 4,036 | $0.00 | A | 36,310 | D | |
| Common Stock | Feb 3, 2019 | F | 980 | $43.96 | D | 35,330 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 1, 2019 | M | 3,270 | D | — | — | Common Stock | 3,270 | 10,944 | D |
| Restricted Stock UnitsF1 | — | Feb 3, 2019 | M | 3,837 | D | — | — | Common Stock | 3,837 | 6,540 | D |
Explanation of responses
- F1Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.