SEC Form 4 · accession 0000030625-17-000039
FLOWSERVE CORP · FLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dave Stephens
Officer — SVP, Human Resources
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2017 | M | 2,569 | $0.00 | A | 39,651 | D | |
| Common Stock | Feb 3, 2017 | F | 643 | $48.65 | D | 39,008 | D | |
| Common Stock | Feb 4, 2017 | F | 593 | $48.65 | D | 38,415 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 3, 2017 | M | 2,527 | D | — | — | Common Stock | 2,527 | 11,725 | D |
Explanation of responses
- F1Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.