SEC Form 4 · accession 0001660483-16-000008
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Marc Doyle
Officer — EVP
Period of report
Aug 26, 2016
Accepted (ET)
Aug 26, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 26, 2016 | M | 2,262 | $45.719 | A | 83,013 | D | |
| Common StockF2,F1 | Aug 26, 2016 | S | 2,262 | $69.5302 | D | 80,751 | D | |
| Common StockF1 | Aug 26, 2016 | M | 3,160 | $59.6544 | A | 83,911 | D | |
| Common StockF2,F1 | Aug 26, 2016 | S | 3,160 | $69.5302 | D | 80,751 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3 | $45.719 | Aug 26, 2016 | M | 2,262 | D | Feb 6, 2014 | Feb 5, 2020 | Common Stock | 2,262 | 0 | D |
| Employee Stock Options (right to buy)F3 | $59.6544 | Aug 26, 2016 | M | 3,160 | D | Feb 5, 2015 | Feb 4, 2021 | Common Stock | 3,160 | 3,161 | D |
Explanation of responses
- F1Includes direct ownership, unvested RSUs and vested deferred stock units.
- F2Weighted average sales price of 69.5302. Trades ranged from 69.51 to 69.555. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price.
- F3Options became exercisable in three equal annual installments beginning on the first anniversary of the grant.