SEC Form 4 · accession 0001625045-17-000005
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C. Collins Jr.
Officer — Executive Vice President
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2017 | M | 9,482 | $59.6544 | A | 152,467 | D | |
| Common StockF1 | May 1, 2017 | S | 9,482 | $79.70 | D | 142,985 | D | |
| Common StockF1 | May 1, 2017 | M | 25,345 | $71.0648 | A | 168,330 | D | |
| Common StockF1 | May 1, 2017 | S | 25,345 | $79.70 | D | 142,985 | D | |
| Common StockF1 | May 1, 2017 | M | 19,901 | $58.76 | A | 162,886 | D | |
| Common StockF1 | May 1, 2017 | S | 19,901 | $79.70 | D | 142,985 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2 | $59.6544 | May 1, 2017 | M | 9,482 | D | Feb 5, 2015 | Feb 4, 2021 | Common Stock | 9,482 | 0 | D |
| Employee Stock Options (right to buy)F2 | $71.0648 | May 1, 2017 | M | 25,345 | D | Feb 4, 2016 | Feb 3, 2022 | Common Stock | 25,345 | 12,672 | D |
| Employee Stock Options (right to buy)F2 | $58.76 | May 1, 2017 | M | 19,901 | D | Feb 3, 2017 | Feb 2, 2026 | Common Stock | 19,901 | 39,801 | D |
Explanation of responses
- F1Includes direct ownership, unvested RSUs and vested deferred stock units.
- F2Options become exercisable in three equal annual installments beginning on the first anniversary of the grant.