SEC Form 4 · accession 0001471770-17-000005
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas C Fanandakis
Officer — Executive Vice President & CFO
Period of report
Mar 28, 2017
Accepted (ET)
Mar 30, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 28, 2017 | M | 44,920 | $49.969 | A | 202,491 | D | |
| Common StockF2 | Mar 28, 2017 | S | 44,920 | $81.9254 | D | 157,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F4 | $49.969 | Mar 28, 2017 | M | 44,920 | D | Feb 2, 2012 | Feb 1, 2018 | Common Stock | 44,920 | 0 | D |
Explanation of responses
- F1The acquisiton and disposition reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2013, and last amended effective November 15, 2014 with respect to these securities.
- F2Includes direct ownership, unvested RSUs and vested deferred stock units.
- F3The disposition reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2013, and last amended effective November 15, 2014 with respect to these securties.
- F4Options became exercisable in three equal annual installments beginning on the first anniversary of the grant.