SEC Form 4 · accession 0001398379-17-000004
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Brown
Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2017 | D | 32,654 | — | D | 0 | D | |
| Common StockF2 | Aug 31, 2017 | D | 110 | — | D | 0 | I | Owned by wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted DuPont Common Stock UnitsF3,F4,F5 | — | Aug 31, 2017 | D | 3,282 | D | — | — | Common Stock | 3,282 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 41,866.2963 shares or stock units, as applicable, of DowDuPont common stock having a market value of $67.18 per share or stock unit, as applicable, on the effective date of the merger.
- F2Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 141 shares of DowDuPont common stock having a market value of $67.18 per share on the effective date of the merger.
- F3Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 4,207.1473 stock units of DowDuPont common stock having a market value of $67.18 per stock unit on the effective date of the merger.
- F4Units convert one-for-one to DuPont Common Stock.
- F5Stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.