SEC Form 4 · accession 0001398379-16-000011
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Brown
Director
Period of report
Sep 12, 2016
Accepted (ET)
Sep 14, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 12, 2016 | A | 169 | $68.17 | A | 30,294 | D | |
| Common Stock | holding | — | — | — | 110 | I | Owned by wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted DuPont Common Stock UnitsF5,F2,F4 | — | Sep 12, 2016 | A | 18 | A | — | — | Common Stock | 18 | 3,235 | D |
Explanation of responses
- F1Includes unvested RSUs and vested deferred stock units.
- F2Units convert one-for-one to DuPont Common Stock.
- F3Dividend equivalents credited as restricted stock units under the DuPont Stock Accumulation and Deferred Compensation Plan for Directors.
- F4Stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.
- F5Price used to calculate dividend equivalents.