SEC Form 4 · accession 0001397390-16-000015
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benito Cachinero
Officer — SVP - Human Resources
Period of report
Aug 24, 2016
Accepted (ET)
Aug 26, 2016 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 24, 2016 | M | 27,285 | $49.9015 | A | 70,784 | D | |
| Common StockF2,F1 | Aug 24, 2016 | S | 27,285 | $70.3824 | D | 43,499 | D | |
| Common StockF1 | Aug 24, 2016 | M | 31,673 | $45.719 | A | 75,172 | D | |
| Common StockF3,F1 | Aug 24, 2016 | S | 31,673 | $70.3346 | D | 43,499 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F4 | $49.9015 | Aug 24, 2016 | M | 27,285 | D | Feb 6, 2013 | Feb 5, 2019 | Common Stock | 27,285 | 0 | D |
| Employee Stock Options (right to buy)F4 | $45.719 | Aug 24, 2016 | M | 31,673 | D | Feb 6, 2014 | Feb 5, 2020 | Common Stock | 31,673 | 0 | D |
Explanation of responses
- F1Includes direct ownership, unvested RSUs and vested deferred stock units.
- F2Weighted average sales price of 70.3824. Trades ranged from 70.31 to 70.44. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price.
- F3Weighted average sales price of 70.3346. Trades ranged from 70.31 to 70.44. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price.
- F4Options became exercisable in three equal annual installments beginning on the first anniversary of the grant.