SEC Form 4 · accession 0001349330-16-000012
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eleuthere I du Pont
Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2016 | A | 156 | $73.71 | A | 31,217 | D | |
| Common Stock | holding | — | — | — | 1,655 | I | Family trust and by trust for children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted DuPont Common Stock UnitsF5,F2,F4 | — | Dec 14, 2016 | A | 40 | A | — | — | Common Stock | 40 | 7,730 | D |
Explanation of responses
- F1Includes direct ownership, unvested RSUs and vested deferred stock units.
- F2Units convert one-for-one to DuPont common stock.
- F3Dividend equivalents credited as stock units under the DuPont Stock Accumulation and Deferred Compendation Plan for Directors.
- F4Common stock units to be paid in cash one year after reporting person's retirement.
- F5Price used to calculate dividend equivalents.