SEC Form 4 · accession 0001349330-16-000010
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eleuthere I du Pont
Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 30, 2016 | J | 426 | $64.80 | A | 30,893 | D | |
| Common Stock | holding | — | — | — | 1,655 | I | By trust for daughter and family trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF5,F3,F4 | — | Jun 30, 2016 | J | 185 | A | — | — | Common Stock | 185 | 7,648 | D |
Explanation of responses
- F1Reflects automatic reinvestment into DuPont common stock following disposition of The Chemours Company common stock from DuPont deferred compensation/benefit plans on June 30, 2016.
- F2Includes direct ownership, unvested RSUs and vested deferred stock units; total is adjusted to also reflect dividends paid on June 15, 2016, resulting in 1.5278 dividend equivalent units.
- F3Units convert one-for-one to DuPont Common Stock.
- F4Stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.
- F5Total is adjusted to also reflect dividends paid on June 15, 2016, resulting in .6624 dividend equivalent units.