SEC Form 4 · accession 0001303141-15-000006
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Jamison Kullman
Officer — Chair & CEO · Director
Period of report
Sep 11, 2015
Accepted (ET)
Sep 15, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2015 | A | 673 | $48.44 | A | 465,045 | D | |
| Common StockF2 | holding | — | — | — | 9,746 | I | Owned by husband |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DuPont Common Stock UnitsF6,F3,F5 | — | Sep 11, 2015 | A | 75 | A | — | — | Common Stock | 75 | 9,660 | D |
Explanation of responses
- F1Includes direct ownership, unvested RSUs and vested deferred stock units.
- F2Includes direct ownership.
- F3Units convert one-for-one to DuPont common stock.
- F4Dividend equivalents credited as stock units under the DuPont Equity and Incentive Plan.
- F5Units become payable in DuPont common stock upon reporting person's retirement.
- F6Price used to calculate dividend equivalents.