SEC Form 4 · accession 0001303141-15-000001
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Jamison Kullman
Officer — Chair & CEO · Director
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2015 | A | 31,361 | $0.00 | A | 475,435 | D | |
| Common StockF2 | holding | — | — | — | 9,826 | I | Owned by husband |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) NQOsF3 | $73.74 | Feb 4, 2015 | A | 199,354 | A | Feb 4, 2016 | Feb 3, 2022 | Common Stock | 199,354 | 199,354 | D |
Explanation of responses
- F1Includes direct ownership, unvested RSUs and vested deferred stock units.
- F2Includes direct ownership and unvested RSUs.
- F3Options become exercisable in three equal annual installments beginning on the first anniversary of the grant.