SEC Form 4 · accession 0001275972-15-000007
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Borel
Officer — Executive Vice President
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2015 | A | 310 | $67.92 | A | 164,837 | D | |
| Common StockF2 | Dec 14, 2015 | A | 73 | $68.06 | A | 13,067 | I | DuPont Retirement Savings Plan |
| Common StockF2 | Dec 14, 2015 | A | 4 | $67.92 | A | 686 | I | DuPont Retirement Savings Restoration Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DuPont Common Stock UnitsF6,F7,F3,F5 | — | Dec 14, 2015 | A | 114 | A | — | — | Common Stock | 114 | 20,203 | D |
Explanation of responses
- F1Includes direct ownership, unvested RSUs and vested deferred stock units; reflects adjustment to total securities reported on Table I of previously filed Forms 4, including as a result of the spinoff of the Performance Chemicals business.
- F2Reflects adjustment to total indirect securities reported on Table I of previously filed Forms 4, including as a result of the spinoff of the Performance Chemicals business.
- F3Units convert one-for-one to DuPont common stock.
- F4Dividend equivalents credited as stock units under the DuPont Equity and Incentive Plan.
- F5Units become payable in common stock upon reporting person's retirement.
- F6Price used to calculate dividend equivalents.
- F7Reflects adjustment to total securities reported on Table II of previously filed Forms 4, including as a result of the spinoff of the Performance Chemicals business.