SEC Form 4 · accession 0001275972-15-000004
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Borel
Officer — Executive Vice President
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2015 | A | 309 | $80.50 | A | 154,813 | D | |
| Common Stock | Mar 13, 2015 | A | 75 | $79.86 | A | 12,802 | I | DuPont Retirement Savings Plan |
| Common Stock | Mar 13, 2015 | A | 4 | $80.50 | A | 672 | I | DuPont Retirement Savings Restoration Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DuPont Common Stock UnitsF5,F2,F4 | — | Mar 13, 2015 | A | 115 | A | — | — | Common Stock | 115 | 19,747 | D |
Explanation of responses
- F1Includes direct ownership, unvested RSUs and vested deferred stock units.
- F2Units convert one-for-one to DuPont common stock.
- F3Dividend equivalents credited as stock units under the DuPont Equity and Incentive Plan.
- F4Units become payable in common stock upon reporting person's retirement.
- F5Price used to calculate dividend equivalents.