SEC Form 4 · accession 0001275972-15-000001
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Borel
Officer — Executive Vice President
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2015 | A | 7,798 | $0.00 | A | 155,996 | D | |
| Common Stock | holding | — | — | — | 12,727 | I | DuPont Retirement Savings Plan | |
| Common Stock | holding | — | — | — | 668 | I | DuPont Retirement Savings Restoration Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy ) NQOsF2 | $73.74 | Feb 4, 2015 | A | 49,569 | A | Feb 4, 2016 | Feb 3, 2022 | Common Stock | 49,569 | 49,569 | D |
Explanation of responses
- F1Includes direct ownership, unvested RSUs and vested deferred stock units.
- F2Options become exercisable in three substantially equal installments beginning on the first anniversary of the grant; option shares may be used to satisfy withholding taxes.