SEC Form 4 · accession 0001127294-17-000006

DUPONT E I DE NEMOURS & CO · DD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Aug 31, 2017

Accepted (ET)

Sep 5, 2017 · 6:14 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000030554

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Aug 31, 2017	A	209	$83.93	A	76,025	D
Common Stock^F2	Aug 31, 2017	D	76,025	—	D	0	D
Common Stock^F3	Aug 31, 2017	D	600	—	D	0	I	Owned by husband

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted DuPont Common Stock Units^F4,F5,F6	—	Aug 31, 2017	D	10,591	D	—	—	Common Stock	10,591	0	D

F1Includes direct ownership and unvested RSUs.
F2Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 97,467.8665 shares or stock units, as applicable, of DowDuPont common stock having a market value of $67.18 per share or stock unit, as applicable, on the effective date of the merger.
F3Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 769 shares of DowDuPont common stock having a market value of $67.18 per share on the effective date of the merger.
F4Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 13,577.8313 stock units of DowDuPont common stock having a market value of $67.18 per share on the effective date of the merger.
F5Units convert one-for-one to DuPont common stock.
F6Common stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.