SEC Form 4 · accession 0000030554-17-000010
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward D Breen
Officer — Chair & CEO · Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2017 | A | 18 | $80.42 | A | 40,658 | D | |
| Common StockF2 | holding | — | — | — | 15,150 | I | GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF3,F4 | — | Mar 14, 2017 | A | 3 | A | — | — | Common Stock | 3 | 569 | D |
Explanation of responses
- F1Includes unvested RSUs, deferred stock units and direct ownership (36,935 shares of direct ownership reclassified from indirect holdings in a GRAT).
- F2Prior to reclassification as direct holdings, the indirect holdings under the GRAT were previously reported at a total of 52,085 shares.
- F3Each unit represents the right to receive one share of DD common stock.
- F4Units are payable in shares following termination of the reporting person's employment with DuPont. The reporting person may transfer his units into an alternative investment account at any time.