SEC Form 4 · accession 0000030554-16-000152
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward D Breen
Officer — Chair & CEO · Director
Period of report
Jul 5, 2016
Accepted (ET)
Sep 14, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 12, 2016 | A | 21 | $68.17 | A | 3,686 | D | |
| Common Stock | holding | — | — | — | 52,085 | I | GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F3 | — | Jul 5, 2016 | A | 30 | A | — | — | Common Stock | 30 | 560 | D |
| Deferred Stock UnitsF2,F3 | — | Sep 12, 2016 | A | 3 | A | — | — | Common Stock | 3 | 563 | D |
Explanation of responses
- F1Includes unvested RSUs and deferred stock units.
- F2Each unit represents the right to receive one share of DD common stock.
- F3Units are payable in shares following termination of the reporting person's employment with DuPont. The reporting person may transfer his units into an alternative investment account at any time.