SEC Form 4 · accession 0000030554-16-000141
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward D Breen
Officer — Chair & CEO · Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 30, 2016 | J | 17 | $64.80 | A | 3,666 | D | |
| Common Stock | holding | — | — | — | 52,085 | I | GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF3,F4 | — | Jun 30, 2016 | A | 116 | A | — | — | Common Stock | 116 | 531 | D |
Explanation of responses
- F1Reflects automatic reinvestment into DuPont common stock following disposition of The Chemours Company common stock from DuPont deferred compensation/benefit plans on June 30, 2016.
- F2Includes unvested RSUs and deferred stock units; total is adjusted to also reflect dividends paid on June 15, 2016, resulting in .0619 dividend equivalent units.
- F3Each unit represents the right to receive one share of DD common stock.
- F4Units are payable in shares following termination of the reporting person's employment with DuPont. The reporting person may transfer his units into an alternative investment account at any time.