SEC Form 4 · accession 0000030554-16-000134
DUPONT E I DE NEMOURS & CO · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward D Breen
Officer — Chair & CEO · Director
Period of report
Apr 29, 2016
Accepted (ET)
Jun 14, 2016 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 10, 2016 | A | 20 | $67.56 | A | 3,649 | D | |
| Common Stock | holding | — | — | — | 52,085 | I | GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F3 | — | Apr 29, 2016 | A | 142 | A | — | — | Common Stock | 142 | 271 | D |
| Deferred Stock UnitsF2,F3 | — | May 31, 2016 | A | 115 | A | — | — | Common Stock | 115 | 386 | D |
| Deferred Stock UnitsF2,F3 | — | Jun 3, 2016 | A | 27 | A | — | — | Common Stock | 27 | 413 | D |
| Dividend Equivalent UnitsF2,F3 | — | Jun 10, 2016 | A | 2 | A | — | — | Common Stock | 2 | 415 | D |
Explanation of responses
- F1Includes unvested RSUs and deferred stock units; total is adjusted to also include 1.5867 dividend equivalent units granted on March 31, 2016 and, also, overstated taxes withheld in filing dated January 31, 2016.
- F2Each unit represents the right to receive one share of DD common stock.
- F3Units are payable in shares following termination of the reporting person's employment with DuPont. The reporting person may transfer his units into an alternative investment account at any time.