SEC Form 4 · accession 0001209191-18-050145
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas L Groves
Officer — VP, CFO & Treasurer
Period of report
Sep 5, 2018
Accepted (ET)
Sep 7, 2018 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2018 | M | 9,000 | $16.15 | A | 37,938 | D | |
| Common Stock | Sep 5, 2018 | F | 5,455 | $40.61 | D | 32,483 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1,F2 | $16.15 | Sep 5, 2018 | M | 9,000 | D | Feb 6, 2017 | Feb 6, 2020 | Common Stock | 9,000 | 0 | D |
Explanation of responses
- F1The option represents the right to purchase common stock granted under the Ducommun Incorporated employee stock option plans, which are Rule 16b-3 plans.
- F2The option vested as to 3,000 shares on each of February 2014, 2015, 2016, and 2017.