SEC Form 4 · accession 0001209191-18-026023
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J Reardon
Director
Period of report
Apr 20, 2018
Accepted (ET)
Apr 24, 2018 · 9:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2018 | M | 7,500 | $15.92 | A | 47,723 | D | |
| Common Stock | Apr 20, 2018 | F | 5,613 | $31.65 | D | 42,110 | D | |
| Common Stock | Apr 20, 2018 | M | 5,500 | $25.51 | A | 47,610 | D | |
| Common Stock | Apr 20, 2018 | F | 4,961 | $31.65 | D | 42,649 | D | |
| Common Stock | Apr 20, 2018 | M | 5,500 | $24.90 | A | 48,149 | D | |
| Common Stock | Apr 20, 2018 | F | 4,907 | $31.65 | D | 43,242 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1,F2 | $15.92 | Apr 20, 2018 | M | 7,500 | D | Mar 23, 2018 | Mar 23, 2023 | Common Stock | 7,500 | 15,000 | D |
| Option - Right to BuyF1,F3 | $25.51 | Apr 20, 2018 | M | 5,500 | D | Mar 30, 2018 | Mar 30, 2022 | Common Stock | 5,500 | 5,500 | D |
| Option - Right to BuyF1,F4 | $24.90 | Apr 20, 2018 | M | 5,500 | D | Mar 18, 2018 | Mar 18, 2021 | Common Stock | 5,500 | 0 | D |
Explanation of responses
- F1The option represents the right to purchase common stock granted under the Ducommun Incorporated employee stock option plans, which are Rule 16b-3 plans.
- F2The option vested or will vest as to 7,500 shares on each of March 23, 2017, 2018, 2019 and 2020.
- F3The option vested or will vest as to 5,500 shares on each of March 30, 2016, 2017, 2018 and 2019.
- F4The option vested as to 5,500 shares on each of March 18, 2015, 2016, 2017 and 2018.